Titan Regulation & Advisory
Waystone Compliance Solutions offers a comprehensive and global approach to regulatory compliance, helping clients navigate complex regulatory environments with confidence. Their services span initial registration, licensing, compliance program integration, monitoring, and tailored solutions across various regions including the US, UK, Middle East, and APAC. With a history rooted in a merger of four specialist compliance companies, they aim to enable clients to manage regulatory risk effectively and achieve business success. They also provide specialized training, outsourcing options, and advisory services in areas such as AML, KYC, cyber security, ESG, and AI regulation, tailored to the needs of financial institutions and other regulated entities worldwide.
Industries
Nr. of Employees
small (1-50)
Titan Regulation & Advisory
Chicago, Illinois, United States, North America
Services
Live e-learning training on AML/CFT fundamentals, customer due diligence, ongoing monitoring and suspicious transaction reporting, delivered with post-course assessment and CPD-recognised certification where eligible.
Ongoing information security advisory, risk assessment, governance support, remediation planning and security testing aligned to ISO 27001 practices, including board-level cyber governance support.
Provision of outsourced compliance, money-laundering reporting, data protection and finance officers, independent non-executive directors and local regulatory representatives to support governance and regulatory obligations.
Portfolio-level ESG monitoring, analytics and advisory to assess fund holdings against ESG criteria and support governance and investor/regulatory reporting.
Regulatory mock inspections, remediation planning and post-enforcement action support to update policies, controls and reporting following regulatory findings.
Advisory and implementation support for entities subject to payment services legislation, including development of AML/CFT policies, enterprise-wide risk assessments, correspondent account controls and digital payment token-specific monitoring and CDD measures.
Live e-learning training on AML/CFT fundamentals, customer due diligence, ongoing monitoring and suspicious transaction reporting, delivered with post-course assessment and CPD-recognised certification where eligible.
Ongoing information security advisory, risk assessment, governance support, remediation planning and security testing aligned to ISO 27001 practices, including board-level cyber governance support.
Provision of outsourced compliance, money-laundering reporting, data protection and finance officers, independent non-executive directors and local regulatory representatives to support governance and regulatory obligations.
Portfolio-level ESG monitoring, analytics and advisory to assess fund holdings against ESG criteria and support governance and investor/regulatory reporting.
Regulatory mock inspections, remediation planning and post-enforcement action support to update policies, controls and reporting following regulatory findings.
Advisory and implementation support for entities subject to payment services legislation, including development of AML/CFT policies, enterprise-wide risk assessments, correspondent account controls and digital payment token-specific monitoring and CDD measures.
Expertise Areas
- Regulatory compliance advisory for financial services
- Licensing and regulatory authorisation (multi-jurisdictional)
- AML/CFT and KYC programme design and transaction monitoring
- AML/CFT for payment services and digital payment tokens
Key Technologies
- ISO 27001 information security framework
- Security testing and vulnerability remediation
- Gap analysis and compliance assessments
- Data analytics for transaction screening and AML/KYC
News & Updates
The SEC has finalized amendments to Regulation S-P governing how financial institutions handle customer information.
Regulatory background on the Hong Kong Securities and Futures Commission’s Financial Resources Rules.
A webinar discussing the evolution of the Financial Resources Rules in Hong Kong.
Updates on the revised FRR form and new reporting requirements for hedge fund managers in Hong Kong.
Includes amendments to Form PF, extension to Form N-PORT, and new co-investment relief.
Guidance on addressing cyber threats in the financial sector under the EU DORA regulation.
The SEC has finalized amendments to Regulation S-P governing how financial institutions handle customer information.
Regulatory background on the Hong Kong Securities and Futures Commission’s Financial Resources Rules.
A webinar discussing the evolution of the Financial Resources Rules in Hong Kong.
Updates on the revised FRR form and new reporting requirements for hedge fund managers in Hong Kong.
Includes amendments to Form PF, extension to Form N-PORT, and new co-investment relief.
Guidance on addressing cyber threats in the financial sector under the EU DORA regulation.