Ruddy Gregory
Ruddy Gregory, PLLC is a boutique law firm with offices in Washington, DC and Denver, CO, providing specialized legal guidance to clients in the alternative investment community, including registered investment advisers, commodity futures registrants, hedge funds, and private equity firms. The firm offers services in entity formation, digital assets, FinTech, mergers and acquisitions, real property transactions, and regulatory compliance, with a mission to deliver high-quality, niche-oriented legal advice.
Industries
Nr. of Employees
small (1-50)
Ruddy Gregory
1225 15th Street NW, Washington, DC 20005
Services
Regulatory advisory and registration support for participants in commodities and futures markets, including ongoing compliance counseling.
Counsel on securities regulation, filings, transactional matters, and day-to-day securities compliance needs.
Assistance with structuring, registering, and maintaining regulatory compliance for money services businesses and consumer financial services.
Regulatory counseling for blockchain, digital asset, and FinTech businesses on engagement with financial regulators and compliance frameworks.
Representation in regulatory investigations, enforcement actions, arbitrations, and disputes before financial regulators and self-regulatory organizations.
Counsel and strategic management for clients subject to congressional inquiries and related federal investigatory processes.
Regulatory advisory and registration support for participants in commodities and futures markets, including ongoing compliance counseling.
Counsel on securities regulation, filings, transactional matters, and day-to-day securities compliance needs.
Assistance with structuring, registering, and maintaining regulatory compliance for money services businesses and consumer financial services.
Regulatory counseling for blockchain, digital asset, and FinTech businesses on engagement with financial regulators and compliance frameworks.
Representation in regulatory investigations, enforcement actions, arbitrations, and disputes before financial regulators and self-regulatory organizations.
Counsel and strategic management for clients subject to congressional inquiries and related federal investigatory processes.
Expertise Areas
- Regulatory compliance for financial services
- Commodities and futures law
- Securities law and compliance
- Digital assets and FinTech regulation
Key Technologies
- Regulatory filing and registration processes (SEC, CFTC, NFA, FINRA, FinCEN, CFPB, FERC)
- Privacy policy and GDPR compliance processes
- Cookie and browser tracking technologies (HTTP cookies, Flash local shared objects)
- Blockchain and digital asset regulatory frameworks
News & Updates
Recent news about CFTC market regulation advisories.
Recognition for legal excellence
Ruddy Gregory and its attorneys are frequently recognized for legal excellence.
Recent news about CFTC market regulation advisories.
Recognition for legal excellence
Ruddy Gregory and its attorneys are frequently recognized for legal excellence.