Ross Law Group
Ross Law Group, PLLC is a corporate and securities law boutique dedicated to achieving excellence for clients. They specialize in delivering top-tier legal services to small- and mid-cap companies, investment managers, underwriters, equity investment platforms, and participants in the global capital markets ecosystem. Their practice areas include public securities offerings, cross-border transactions, investment funds (PE/VC), investment adviser registration, startups, and general corporate law. The firm emphasizes expertise, client growth, and strategic referrals, focusing on their core strengths in securities and corporate law.
Industries
Nr. of Employees
small (1-50)
Ross Law Group
New York, New York, United States, North America
Services
Legal representation for issuers and investors in IPOs and private/public securities offerings, covering structuring, disclosure, and regulatory compliance.
Entity selection, founders' arrangements, equity compensation, and negotiation of venture financing terms for startups and growth companies.
Formation and legal representation of venture capital, private equity, hedge, and real estate funds, and counsel to limited partners.
General corporate legal services for emerging growth and mid-size businesses, including transactional and operational legal matters.
Focused tax planning and advice to structure and manage corporate and fund transactions, including international considerations.
Counsel on registration, exemptions, and compliance for investment advisers and broker-dealers, including responses to new SEC rules.
Legal representation for issuers and investors in IPOs and private/public securities offerings, covering structuring, disclosure, and regulatory compliance.
Entity selection, founders' arrangements, equity compensation, and negotiation of venture financing terms for startups and growth companies.
Formation and legal representation of venture capital, private equity, hedge, and real estate funds, and counsel to limited partners.
General corporate legal services for emerging growth and mid-size businesses, including transactional and operational legal matters.
Focused tax planning and advice to structure and manage corporate and fund transactions, including international considerations.
Counsel on registration, exemptions, and compliance for investment advisers and broker-dealers, including responses to new SEC rules.
Expertise Areas
- Public securities offerings
- Fund formation and fund counsel (VC/PE/hedge/real estate)
- Venture capital transactions and startup counsel
- Investment adviser and broker-dealer registration and compliance
Key Technologies
- Blockchain and cryptocurrencies
- Digital asset offering platforms
- Webinar and virtual event delivery platforms
- Remote work/telework systems for legal services
News & Updates
Gary J. Ross served as the Planning Co-Chair and faculty member at the American Legal Institute’s annual CLE conference Regulation D Offerings and Private Placements, held in Scottsdale, Arizona from April 24 – 25, 2025. He planned and spoke at the event.
On December 2, 2024, attorneys Gary Ross and Matt Winkel presented a program for Lawline titled “Setting Up 3(c)(1) and 3(c)(7) Parallel Funds: Why To Do It, When To Do It and How To Do It,” exploring Section 3(c)(1) and 3(c)(7).
Gary J. Ross served as Planning Co-Chair and faculty at the American Legal Institute’s annual CLE conference Regulation D Offerings and Private Placements, held in Scottsdale, Arizona from March 14 – 15, 2024. He spoke at seven sessions.
On August 23, 2023, the SEC announced sweeping reforms impacting advisers to private funds, which will significantly affect SEC-registered advisers.
On August 23, 2023, the SEC adopted new and amended rules under the Investment Advisers Act of 1940, affecting private fund business practices.
Gary J. Ross and Mary C. Nistico authored an article titled "Registered Investment Advisers and Exempt Reporting Advisers: A Compliance Analysis."
Gary J. Ross served as the Planning Co-Chair and faculty member at the American Legal Institute’s annual CLE conference Regulation D Offerings and Private Placements, held in Scottsdale, Arizona from April 24 – 25, 2025. He planned and spoke at the event.
On December 2, 2024, attorneys Gary Ross and Matt Winkel presented a program for Lawline titled “Setting Up 3(c)(1) and 3(c)(7) Parallel Funds: Why To Do It, When To Do It and How To Do It,” exploring Section 3(c)(1) and 3(c)(7).
Gary J. Ross served as Planning Co-Chair and faculty at the American Legal Institute’s annual CLE conference Regulation D Offerings and Private Placements, held in Scottsdale, Arizona from March 14 – 15, 2024. He spoke at seven sessions.
On August 23, 2023, the SEC announced sweeping reforms impacting advisers to private funds, which will significantly affect SEC-registered advisers.
On August 23, 2023, the SEC adopted new and amended rules under the Investment Advisers Act of 1940, affecting private fund business practices.
Gary J. Ross and Mary C. Nistico authored an article titled "Registered Investment Advisers and Exempt Reporting Advisers: A Compliance Analysis."