NBC Securities, Inc.


NBC Securities is a full-service independent broker-dealer and registered investment advisor committed to building relationships and helping clients achieve their financial goals. Founded in 1995, it has formed a strategic relationship with RBC Clearing and Custody, leveraging their financial strength to provide securities transactions clearance and custody of financial assets. The firm focuses on building lasting legacies for generations to come, offering a wide range of investment products and services through a national advisor network.

Industries

crowdfunding
financial-services
venture-capital-b37d

Nr. of Employees

medium (51-250)

NBC Securities, Inc.

Birmingham, Alabama, United States, North America


Products

Professional asset management program (separate accounts)

An internally offered program that provides access to separately managed accounts and third-party money managers with customized strategies, performance reporting and lower entry minimums than typical institutional programs.


Services

Comprehensive wealth and financial planning services for individuals and families including investment advice, portfolio management and personalized planning.

Professional asset management programs offering customized separate account strategies, access to third-party money managers, performance reporting and tax-aware planning.

Clearing, custody, and settlement services provided through a third-party clearing and custody relationship to support trading and custody operations.

Integrated advisor platform that combines multiple third-party tools for portfolio management, proposals, CRM, reporting, and workflow automation to support advisor businesses.

Equity trading execution, operational support, and trade reporting services delivered through a dedicated equity trade desk.

Fixed income execution, portfolio construction and institutional trading services across taxable and tax-free bonds and structured products.

View All Services

Expertise Areas

  • Wealth management and financial planning
  • Asset management and separately managed accounts
  • Broker-dealer operations
  • Equity trading and execution
  • Show More (6)

Key Technologies

  • Portfolio management software
  • Order management systems for fixed income
  • Customer relationship management (CRM) systems
  • Wealth reporting and account aggregation platforms
  • Show More (5)

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